CAIIB · Human Resources Management (Elective) · Module B - Building an Organization
1
Psychology — Primary Contribution to OB / Banking Application?
Primary Contribution to OB: Personality, perception, learning, attitudes, motivation, stress, individual decision-making; Banking Application: Selection tests, training, appraisal
2
Sociology — Primary Contribution to OB / Banking Application?
Primary Contribution to OB: Group dynamics, teams, communication, power, conflict, organisational culture; Banking Application: Branch teams, unions, IR
3
Anthropology — Primary Contribution to OB / Banking Application?
Primary Contribution to OB: Comparative cultures, values, cross-cultural attitudes; Banking Application: Hofstede dimensions, expatriate posting
4
Functional — Key Feature / Suited For / Behavioural Effect?
Key Feature: Group by speciality — finance, HR, marketing; Suited For: Stable, specialised work; Behavioural Effect: Deep skill, weak coordination
5
Divisional — Key Feature / Suited For / Behavioural Effect?
Key Feature: Self-contained SBUs under one corporate umbrella; Suited For: Multiple product lines / geographies; Behavioural Effect: Profit-centre mindset, duplication
6
Matrix — Key Feature / Suited For / Behavioural Effect?
Key Feature: Dual reporting — project + functional; Suited For: Highly skilled professionals on multiple projects; Behavioural Effect: Flexibility but role conflict
7
Organic (Flat) — Key Feature / Suited For / Behavioural Effect?
Key Feature: 1-2 management levels, decentralised, high participation; Suited For: Innovative / start-up settings; Behavioural Effect: Initiative, low formality
8
Mechanistic (Tall) — Key Feature / Suited For / Behavioural Effect?
Key Feature: Many levels, rigid rules, Weber's bureaucracy; Suited For: Stable, compliance-heavy work (PSU banks historically); Behavioural Effect: Predictability, slow decisions
9
What is Group dynamics?
refers to the attitudinal and behavioural characteristics of a group — how it forms, structures, processes and functions.
10
Forming — Key Characteristic / What the Leader Does?
Key Characteristic: Confusion, uncertainty; getting acquainted; goals unclear; What the Leader Does: Set direction, clarify task
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Storming — Key Characteristic / What the Leader Does?
Key Characteristic: Highest conflict; members vie for leadership; challenge goals; What the Leader Does: Mediate, allow constructive disagreement
12
Norming — Key Characteristic / What the Leader Does?
Key Characteristic: Cohesion, shared expectations, division of responsibilities; What the Leader Does: Reinforce norms, build trust
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Performing — Key Characteristic / What the Leader Does?
Key Characteristic: Mature team, cohesion, conflict resolved by group itself; What the Leader Does: Delegate, focus on output
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Adjourning — Key Characteristic / What the Leader Does?
Key Characteristic: Disbandment after task completion; What the Leader Does: Recognise, celebrate, transition
15
Command Groups?
also called "Permanent Work Groups"; specified by the org chart (e.g., Branch Manager and his officers).
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Task Groups?
assembled to complete a specific job.
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Functional Groups?
created to accomplish goals within an unspecified time frame (Marketing Dept, Customer Service Dept).
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Interest Groups?
common job-related or non-work interests (sports, religion).
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Friendship Groups?
based on personal bonds.
20
Coercive — Mode / Works Best When / Impact on Climate?
Mode: "Do what I tell you"; Works Best When: Crisis, turnaround, problem employees; Impact on Climate: Negative (use sparingly)
21
Authoritative — Mode / Works Best When / Impact on Climate?
Mode: "Come with me" — vision-led; Works Best When: Change requires a new vision, clear direction needed; Impact on Climate: Most positive
22
Affiliative — Mode / Works Best When / Impact on Climate?
Mode: "People come first" — harmony; Works Best When: Heal team rifts, motivate under stress; Impact on Climate: Positive
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Democratic — Mode / Works Best When / Impact on Climate?
Mode: "What do you think?"; Works Best When: Buy-in needed, leader uncertain, capable team; Impact on Climate: Positive
24
Pacesetting — Mode / Works Best When / Impact on Climate?
Mode: "Do as I do, now" — sets high standards; Works Best When: Quick results from a highly motivated, competent team; Impact on Climate: Often Negative if overused
25
Coaching — Mode / Works Best When / Impact on Climate?
Mode: "Try this" — develops people; Works Best When: Long-term development of capable employees; Impact on Climate: Positive
26
Low Willingness + Low Ability — Suggested Style / Behaviour?
Suggested Style: Telling (S1); Behaviour: High task, low relationship — explicit directions, close supervision
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Low Willingness + High Ability — Suggested Style / Behaviour?
Suggested Style: Selling (S2) alt. Participating; Behaviour: High task + high relationship — sell the idea, build motivation
28
High Willingness + Low Ability — Suggested Style / Behaviour?
Suggested Style: Selling (S2); Behaviour: High task + high relationship — train & support
29
High Willingness + High Ability — Suggested Style / Behaviour?
Suggested Style: Delegating (S4); Behaviour: Low task, low relationship — assign and trust
30
(1,1) — Style Name / Description?
Style Name: Impoverished; Description: Minimum concern for both — Laissez-Faire
31
(9,1) — Style Name / Description?
Style Name: Task / Authority-Compliance; Description: High production, low people — Autocratic
32
(1,9) — Style Name / Description?
Style Name: Country Club; Description: Low production, high people — People-oriented
33
(5,5) — Style Name / Description?
Style Name: Middle of the Road; Description: Adequate performance through balance
34
(9,9) — Style Name / Description?
Style Name: Team Builder; Description: High concern for both — ideal
35
Driver — Transactional / Transformational?
Transactional: Rewards & Punishments; Transformational: Inspiration, vision
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Posture — Transactional / Transformational?
Transactional: Maintains status quo; Transformational: Drives change
37
Innovation — Transactional / Transformational?
Transactional: Low / none; Transformational: High
38
Best for — Transactional / Transformational?
Transactional: Stable, predictable work; Transformational: Agile, change-rich settings
39
Risk appetite — Transactional / Transformational?
Transactional: Low; Transformational: High
40
(i) Steering Committee?
top, headed by senior executive.
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(ii) Co-ordinator?
manages communication.
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(iii) Facilitator?
senior supervisor; coordinates several circles.
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(iv) Circle Leader?
supervisor or worker; runs circle activities.
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(v) Circle Members?
lifeblood of QC; offer suggestions and ideas.
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1 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 691,462; % Perfection: ~30.8%
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2 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 308,538; % Perfection: ~69.1%
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3 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 66,807; % Perfection: ~93.3%
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4 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 6,210; % Perfection: ~99.38%
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5 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 233; % Perfection: ~99.977%
50
6 Sigma — DPMO (approx.) / % Perfection?
DPMO (approx.): 3.4; % Perfection: ~99.9997%
51
Seiri — English / Meaning?
English: Sort; Meaning: Declutter — remove unnecessary items
52
Seiton — English / Meaning?
English: Set in Order; Meaning: Arrange & prioritise
53
Seiso — English / Meaning?
English: Shine; Meaning: Clean workplace & equipment
54
Seiketsu — English / Meaning?
English: Standardise; Meaning: Standard processes (F.W. Taylor)
55
Shitsuke — English / Meaning?
English: Sustain / Discipline; Meaning: Sustain the discipline; avoid wastage
56
Power Distance Index (PDI) — Meaning / India's Score (Indicative)?
Meaning: Acceptance of unequal power distribution; India's Score (Indicative): High (~77)
57
Individualism vs Collectivism (IDV) — Meaning / India's Score (Indicative)?
Meaning: Self vs group; India's Score (Indicative): Moderate (~48)
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Masculinity vs Femininity (MAS) — Meaning / India's Score (Indicative)?
Meaning: Achievement vs nurturing; India's Score (Indicative): Moderate (~56)
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Uncertainty Avoidance (UAI) — Meaning / India's Score (Indicative)?
Meaning: Tolerance of ambiguity; India's Score (Indicative): Low-Moderate (~40)
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Long-Term vs Short-Term Orientation (LTO) — Meaning / India's Score (Indicative)?
Meaning: Future vs tradition; India's Score (Indicative): Moderate (~51)
61
Indulgence vs Restraint (IVR) — Meaning / India's Score (Indicative)?
Meaning: Free gratification vs strict norms; India's Score (Indicative): Low (~26)
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Time horizon — Culture / Climate?
Culture: Long-term, deeply rooted; Climate: Short-term, current
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Source — Culture / Climate?
Culture: Shared values, history; Climate: Current management practices
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Measurement — Culture / Climate?
Culture: Qualitative — stories, rituals; Climate: Quantitative — engagement surveys
65
Change — Culture / Climate?
Culture: Slow, generational; Climate: Faster, policy-driven
66
Big Five — Conscientiousness?
Predictor of branch-officer reliability; psychometric tests
67
Tuckman's Stages?
Branch transformation / merger / digital migration teams
68
Hofstede PDI?
High in PSU branches; flatter in fintech JVs
69
Goleman Authoritative?
NPA-resolution & turnaround branches
70
Goleman Pacesetting?
Treasury / dealing rooms (climate-killing if overused)
71
Transformational Leadership?
Digital transformation, ESG / Green HRM
72
Quality Circles?
Canara Bank Apex QC contest; QCFI / NCQC
73
Six Sigma?
ICICI, HDFC retail back-office cycle-time reduction
74
TQM / ISO 9001:2015?
Customer Service excellence; branch certification
75
Kaizen 5S?
Branch cleanliness drives; cash counters; vaults
76
Stress Management?
RBI EAP advisories; PSB HR wellness programs
77
Business Etiquettes?
IBA Model HR Policy on conduct, dress, customer service
78
Big Five?
OCEAN — Openness, Conscientiousness, Extraversion, Agreeableness, Neuroticism
79
Tuckman?
F-S-N-P-A — Forming, Storming, Norming, Performing, Adjourning
80
Group Structure?
S-R-N-C — Size, Roles, Norms, Cohesiveness
81
Goleman 6 Styles?
C-A-A-D-P-C — Coercive, Authoritative, Affiliative, Democratic, Pacesetting, Coaching
82
4 I's of Transformational?
I-I-I-I — Idealized Influence, Inspirational Motivation, Intellectual Stimulation, Individualized Consideration
83
Hofstede?
PD-IDV-MAS-UAI-LTO-IVR
84
Blake-Mouton?
Best (9,9) Team Builder; Worst (1,1) Impoverished
85
Six Sigma?
DMAIC(T); quality = 3.4 DPMO
86
Kaizen?
5S — Sort, Set, Shine, Standardise, Sustain
87
Strategic Leadership?
ACID-AL — Anticipate, Challenge, Interpret, Decide, Align, Learn
88
Org Design?
IC-AD-D — Identify, Classify, Analyse decisions, Analyse relationships, Delegate
89
ISO Premise?
"Document what you do; do what you document."