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Compliance Governance Structure
What are the five tiers of RBI's mandated compliance architecture in commercial banks?
Board → ACB → MD/ED → Independent Compliance Dept (CCO) → Field-level setup.
Who must the CCO report to directly?
MD & CEO and/or Board/ACB. Direct reporting line is non-negotiable.
What is the rule for ACB meetings with the CCO?
Quarterly one-to-one meetings without MD/CEO or senior management present—preserves independence.
Where do Regional/Zonal Compliance Officers report?
Directly to the CCO at Central Office, not to their host RO/ZO Head.
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