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Role of Chief Compliance Officer
What is Scale Based Regulation (SBR) for NBFCs and when did it become effective?
RBI's risk-tiered framework for NBFCs, effective October 1, 2022, placing entities into four layers based on size, activity, and riskiness.
How are NBFC-UL entities identified under SBR scoring methodology?
Top 10 by asset size always included; next 50 ranked by total exposure including CEOBE using quantitative, qualitative, and supervisory judgment.
What is the regulatory minimum Net Owned Fund (NOF) for NBFC-ICC, NBFC-MFI, and NBFC-Factor?
₹10 crore; for NBFC-P2P, NBFC-AA, and no public funds NBFCs, NOF remains ₹2 crore.
What NPA classification timeline applies to Base Layer NBFCs?
Phased glide path to converge with bank-style 90-day overdue NPA norm; does not apply to those already at 90-day norm.
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