CAIIB · RM

CAIIB RISK MNG LIVE Class 4 By Ashish Sir

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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One-liners from this chapter

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Q

What is the primary objective of Risk Management in banking as per RBI guidelines?

A

The primary objective is to identify, measure, monitor, and control various risks to ensure the bank's safety and soundness while optimizing risk-adjusted returns.

Q

What is the difference between Risk Identification and Risk Assessment in banking?

A

Identification finds risks; assessment measures their likelihood and impact.

Q

Which committee is responsible for overall risk management policy at the board level in a bank?

A

The Risk Management Committee (RMC) of the Board is responsible for overall risk management policy, setting risk appetite, and overseeing implementation of the risk framework.

Q

What is the role of the Risk Management Committee of the Board (RMCB) in a bank?

A

RMCB oversees risk policy, appetite setting, and risk governance at board level.

Q

What does the term 'Risk Appetite' mean in the context of banking risk management?

A

Risk appetite is the aggregate level and types of risk a bank is willing to assume within its risk capacity in order to achieve its strategic objectives and business plan.

Q

What is a Risk Register and why do banks maintain it?

A

A risk register is a document listing all identified risks with their details and mitigation plans.

Q

How is Credit Risk defined under Basel III norms?

A

Credit risk is the risk of loss arising from a borrower or counterparty failing to meet its financial obligations as agreed, including default risk, migration risk, and concentration risk.

Q

What is the three lines of defence model in banking risk management?

A

Business units, risk/compliance functions, and internal audit form the three lines.

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