CAIIB · RM

CORPORATE GOVERNANCE

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

What is the primary objective of corporate governance in banks?

A

Corporate governance aims to ensure accountability, fairness, and transparency in a bank's relationship with all its stakeholders, including shareholders, employees, customers, and regulators.

Q

What is the meaning of 'fiduciary duty' of bank directors in corporate governance?

A

Directors must act in the best interest of shareholders and depositors.

Q

Which RBI circular forms the key regulatory framework for corporate governance in Indian banks?

A

RBI's guidelines on corporate governance for banks are primarily guided by the 'Guidelines on Corporate Governance in Banks' issued periodically, drawing from the Basel Committee's principles and the Companies Act 2013.

Q

What is the role of the Credit Risk Management Committee at the board level?

A

It oversees bank's credit risk policies, limits, and portfolio quality.

Q

What is the role of the Board of Directors in corporate governance of a bank?

A

The Board is responsible for setting the bank's strategic direction, overseeing management, establishing risk appetite, and ensuring compliance with laws and regulations.

Q

What is 'board diversity' and why is it important in bank governance?

A

Varied skills, gender, and backgrounds in board improve decision quality.

Q

What does the principle of 'separation of ownership and control' mean in corporate governance?

A

It means that while shareholders own the bank, professional management (Board and executives) control day-to-day operations, necessitating governance mechanisms to align management's actions with shareholders' interests.

Q

What is meant by 'Chinese walls' in the context of bank governance?

A

Information barriers between departments to prevent conflicts of interest.

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