CAIIB · ABFM

HYBRID FINANCE

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Business and Financial Management — CAIIB.

3 video classes 66 one-liners
Quick revision

One-liners from this chapter

Free sample — 8 of 66 rapid-fire Q&A cards.

Q

What is hybrid finance in the context of corporate capital structure?

A

Hybrid finance refers to financial instruments that combine features of both debt and equity, such as convertible debentures, preference shares, and perpetual bonds, offering characteristics of both fixed-income securities and ownership stakes.

Q

What is the primary advantage of hybrid finance over pure debt financing?

A

It reduces financial distress risk while maintaining tax benefits.

Q

How do convertible debentures function as a hybrid instrument?

A

Convertible debentures start as debt instruments paying fixed interest and can be converted into equity shares at a predetermined price or ratio on a specified date, blending debt security with potential equity upside.

Q

What is a 'trigger event' in the context of contingent convertible bonds (CoCos)?

A

A predefined capital ratio breach that activates conversion or write-down.

Q

What are perpetual bonds and why are they classified as hybrid instruments?

A

Perpetual bonds have no fixed maturity date and pay interest indefinitely; they are classified as hybrid because they behave like debt in paying coupons but resemble equity in having no obligation to repay principal.

Q

How does hybrid finance help companies avoid equity dilution?

A

By using debt-like instruments that do not immediately issue new shares.

Q

How does RBI classify Additional Tier 1 (AT1) bonds under Basel III?

A

RBI classifies AT1 bonds as hybrid capital instruments that qualify for Tier 1 capital, featuring loss-absorption mechanisms such as write-down or conversion to equity at the point of non-viability, making them higher-risk than senior debt.

Q

What distinguishes participating preference shares from ordinary preference shares?

A

They share in surplus profits beyond the fixed dividend rate.

Unlock all 66 one-liners

Self-quiz mode with hidden answers + printable deck.

Open the deck
Watch & learn

Video classes for this chapter

Master the full ABFM syllabus

Every chapter of Advanced Business and Financial Management — videos, tests, notes and one-liner decks in one place.