CAIIB · ABFM

22 D Artificial intelligence

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Business and Financial Management — CAIIB.

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One-liners from this chapter

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Q

What is Artificial Intelligence (AI) in the context of banking?

A

AI in banking refers to the use of machine learning, natural language processing, and related technologies to automate decision-making, detect patterns, and enhance financial services delivery.

Q

What is 'machine learning' and how does it differ from traditional programming in banking?

A

ML learns from data patterns without explicit rule programming.

Q

Which RBI guideline provides the primary regulatory framework for the use of AI and ML in Indian banking?

A

RBI's Master Direction on IT Governance, Risk, Controls and Assurance Practices (2023) and its guidelines on digital lending and model risk management collectively govern AI use in Indian banks.

Q

What is 'neural network' architecture and what banking tasks does it perform best?

A

Layered nodes mimicking brain; best for image recognition and fraud detection.

Q

What is 'Explainable AI' (XAI) and why is it important for banks?

A

Explainable AI refers to AI systems whose decisions can be interpreted and understood by humans; it is critical in banking to ensure transparency, regulatory compliance, and fair treatment of customers, especially in credit decisions.

Q

What is 'reinforcement learning' and which banking application leverages it most?

A

Agent learns by reward signals; used in algorithmic trading strategies.

Q

What is model risk in the context of AI-driven banking decisions?

A

Model risk is the risk of adverse consequences arising from errors in the development, implementation, or use of AI/ML models, including incorrect predictions, biased outputs, or model failure under changed conditions.

Q

What is 'federated learning' and why is it valuable for banks sharing fraud data?

A

Models trained locally without sharing raw customer data across institutions.

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