CAIIB · BFM · Chapter 2

Risks in Banking Business

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

What is the additional run-off rate on retail deposits via internet/mobile banking under revised RBI LCR framework effective April 1, 2026?

A

2.5% additional run-off rate on retail and small-business deposits through internet and mobile banking channels.

Q

When does Basel III Standardised Approach for Credit Risk become effective for Scheduled Commercial Banks under RBI?

A

April 1, 2027 under RBI (Commercial Banks — Capital Charge for Credit Risk — Standardised Approach) Directions, 2026.

Q

Which bank categories are EXEMPT from Basel III Standardised Approach for Credit Risk effective April 1, 2027?

A

SFBs, Payment Banks, and RRBs are excluded from the framework.

Q

What ILM value applies to banks with Business Indicator below ₹8,000 crore under Operational Risk SMA?

A

ILM is set to 1 for banks below ₹8,000 crore Business Indicator or with inadequate loss data.

Q

Define Funding Risk in liquidity risk taxonomy with deposit rollover example.

A

Funding Risk: inability to replace net outflows due to non-renewal/withdrawal of deposits at acceptable cost.

Q

How does Forex MTM loss differ from MCLR reset gain in risk treatment?

A

Forex MTM loss is Market Risk flowing through P&L; MCLR reset gain flows through NII/Banking Book accrual.

Q

What TWO simultaneous risks crystallise when capital controls prevent LC payment?

A

Country Risk (Credit Risk sub-type) and Call Risk (Liquidity Risk sub-type) both materialise.

Q

What is combined minimum CET1 requirement for Bucket 1 D-SIB excluding CCyB under RBI Basel III (May 2026)?

A

8.20%: 4.50% Pillar 1 + 2.50% CCB + 1.20% D-SIB surcharge.

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