CAIIB · CB · Chapter 18

Role of Primary Dealers in the Government Securities Market Development Regulation and Supervision

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Central Banking (Elective) — CAIIB.

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One-liners from this chapter

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Q

When did RBI introduce the Primary Dealer system in G-Sec market?

A

1995

Q

What are the four objectives RBI set for introducing the PD system?

A

Strengthen G-Sec infrastructure, develop underwriting capabilities, improve secondary market, enable OMO conduit.

Q

As of June 2026, how many PDs exist in India?

A

21 PDs total—14 bank departments and 7 Standalone PDs (SPDs).

Q

What disqualifies an entity from PD authorisation?

A

Material litigation, regulatory action or investigation within preceding one year.

Q

What is the minimum Net Own Funds (NOF) for a Standalone PD?

A

₹250 crore

Q

Are PDs permitted to establish step-down subsidiaries?

A

No; rule preserves focused structure and prevents regulated risk leakage.

Q

What is the minimum investment requirement for SPDs in G-Secs?

A

At least 50% of total financial investments must be in G-Secs.

Q

What minimum secondary market turnover ratios must PDs achieve annually?

A

5× for dated G-Secs; 10× for T-Bills/CMBs.

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