CAIIB · RM

CAIIB RISK MNG LIVE Class 1 By Ashish Sir

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

1 video class 66 one-liners
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One-liners from this chapter

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Q

What is the primary objective of Risk Management in banking as per RBI guidelines?

A

The primary objective is to identify, measure, monitor, and control risks to protect the bank's capital and earnings while enabling it to take informed business decisions.

Q

What is the difference between risk management and risk avoidance in banking?

A

Risk management mitigates risk; avoidance eliminates risk-taking entirely.

Q

Which three pillars form the foundation of the Basel II framework?

A

The three pillars are Minimum Capital Requirements (Pillar 1), Supervisory Review Process (Pillar 2), and Market Discipline through disclosure (Pillar 3).

Q

What is Residual Risk in the context of bank risk management?

A

Risk remaining after controls and mitigants have been applied.

Q

What is the difference between expected loss and unexpected loss in credit risk?

A

Expected Loss (EL) is the average loss anticipated over a period and is covered by loan loss provisions, while Unexpected Loss (UL) is the deviation from EL and must be covered by economic capital.

Q

What is the purpose of a Risk Register in operational risk management?

A

It documents identified risks, controls, owners, and mitigation plans.

Q

How is Credit Risk defined in the context of banking operations?

A

Credit risk is the risk of loss arising from a borrower's failure to repay a loan or meet contractual obligations, including both default risk and downgrade risk.

Q

What does RAROC stand for and what does it measure?

A

Risk-Adjusted Return on Capital; measures profitability relative to risk taken.

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