CAIIB · RM

GLOBAL FINANCIAL CRISIS AND BASEL III

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

What triggered the Global Financial Crisis of 2007–2008?

A

The crisis was triggered by the collapse of the U.S. subprime mortgage market, which led to massive losses in mortgage-backed securities held by global financial institutions.

Q

What is the minimum Total Capital Ratio required under Basel III?

A

8% of risk-weighted assets at all times.

Q

What are subprime mortgages?

A

Subprime mortgages are home loans extended to borrowers with poor credit histories or low income, carrying higher interest rates and default risk than prime mortgages.

Q

What does BCBS stand for in the context of banking regulation?

A

Basel Committee on Banking Supervision.

Q

What is a Collateralised Debt Obligation (CDO)?

A

A CDO is a structured financial product that pools various debt instruments (including subprime mortgages) and issues tranches to investors with different risk/return profiles.

Q

What is the minimum Tier 1 capital ratio mandated by Basel III?

A

6% of risk-weighted assets.

Q

What role did credit rating agencies play in the Global Financial Crisis?

A

Credit rating agencies assigned inflated AAA ratings to complex mortgage-backed securities, misleading investors about the true risk embedded in these instruments.

Q

What is the minimum CET1 ratio including the Capital Conservation Buffer under Basel III?

A

7% (4.5% CET1 plus 2.5% buffer).

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