RM · RISKMANAGEME

Regulatory Capital and Capital Adequacy

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Q

What is regulatory capital in the context of Indian banking?

A

Regulatory capital is the minimum capital that banks are required to maintain as mandated by RBI to absorb unexpected losses and ensure solvency. It acts as a buffer against risks arising from a bank's operations.

Q

What is the minimum CET1 ratio required by RBI under Basel III for Indian banks?

A

5.5% of Risk-Weighted Assets as per RBI norms

Q

What does CRAR stand for and what does it measure?

A

CRAR stands for Capital to Risk-weighted Assets Ratio and it measures the proportion of a bank's capital to its risk-weighted assets. It indicates the bank's capacity to absorb losses relative to its risk exposure.

Q

What is the total minimum capital requirement including Capital Conservation Buffer under Basel III for Indian banks?

A

10.875% CRAR including 2.5% CCB

Q

What is the minimum CRAR prescribed by RBI for Indian commercial banks under Basel III?

A

RBI prescribes a minimum CRAR of 9% for Indian commercial banks under Basel III, which is higher than the Basel Committee's minimum of 8%. This higher floor reflects RBI's conservative regulatory approach.

Q

What are the eligibility criteria for an instrument to qualify as CET1 capital?

A

Permanent, fully paid-up, absorbs losses first, no maturity

Q

What are the three pillars of the Basel II framework?

A

The three pillars of Basel II are: Pillar 1 (Minimum Capital Requirements), Pillar 2 (Supervisory Review Process), and Pillar 3 (Market Discipline through disclosure requirements). Together they form a comprehensive risk management framework.

Q

What is Pillar 2 of the Basel framework and what does it address?

A

Supervisory Review Process addressing bank-specific risks beyond Pillar 1

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