CAIIB · ABM

CAIIB ABM Module A & C By Ashish Sir Class 10

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Bank Management — CAIIB.

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One-liners from this chapter

Free sample — 8 of 65 rapid-fire Q&A cards.

Q

What does the Capital Adequacy Ratio (CAR) measure in banking?

A

CAR measures a bank's capital in relation to its risk-weighted assets, ensuring the bank can absorb a reasonable amount of loss before becoming insolvent. Under Basel III, Indian banks must maintain a minimum CAR of 9%.

Q

What is the Leverage Ratio under Basel III and its minimum requirement?

A

Non-risk-based measure; minimum 3% of Tier 1 capital to total exposure.

Q

What is the difference between Tier 1 and Tier 2 capital under Basel III norms?

A

Tier 1 capital (core capital) includes paid-up equity capital, retained earnings, and other disclosed reserves, while Tier 2 capital (supplementary capital) includes revaluation reserves, subordinated debt, and undisclosed reserves. Tier 1 is considered more loss-absorbing than Tier 2.

Q

What is the Capital Conservation Buffer (CCB) required under Basel III?

A

Additional 2.5% of RWA held as common equity Tier 1 capital.

Q

What is the concept of Risk-Weighted Assets (RWA) in the context of capital adequacy?

A

Risk-Weighted Assets are calculated by multiplying each asset category by its prescribed risk weight, reflecting the credit risk inherent in different types of assets. Higher-risk assets like unsecured loans carry a higher risk weight (e.g., 100-150%) compared to government securities (0%).

Q

What is the Countercyclical Capital Buffer (CCyB) and its purpose?

A

0-2.5% additional capital buffer to absorb losses during economic downturns.

Q

What is the Liquidity Coverage Ratio (LCR) and what is its regulatory purpose?

A

LCR requires banks to hold sufficient High Quality Liquid Assets (HQLA) to cover total net cash outflows over a 30-day stress period. RBI mandates a minimum LCR of 100% for Indian banks to ensure short-term resilience during liquidity stress.

Q

What is the Systemically Important Bank (SIB) surcharge under Basel III?

A

Additional capital of 0.25% to 3.5% RWA for systemically important banks.

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