CAIIB · ABM

CAIIB ABM Module A & C By Ashish Sir Class 6

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Bank Management — CAIIB.

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Q

What is the primary objective of Asset-Liability Management (ALM) in a bank?

A

ALM aims to manage the risk arising from mismatches between assets and liabilities in terms of maturity, interest rate, and liquidity, ensuring stable net interest margins and solvency.

Q

What is the primary function of the Asset-Liability Committee (ALCO) in a bank?

A

Oversees balance sheet risk and sets ALM policy guidelines.

Q

What does the term 'Net Interest Margin (NIM)' represent in banking?

A

NIM is the difference between interest income earned on assets and interest paid on liabilities, expressed as a percentage of average earning assets, and is a key profitability indicator for banks.

Q

What does 'Interest Rate Risk in the Banking Book (IRRBB)' refer to?

A

Risk of loss from interest rate changes affecting banking book positions.

Q

How is the 'Duration Gap' used in interest rate risk management?

A

Duration Gap measures the difference between the weighted average duration of assets and liabilities; a positive duration gap means asset values fall more than liability values when interest rates rise, exposing the bank to interest rate risk.

Q

What is the 'Gap Analysis' technique used in ALM?

A

Measures mismatch between rate-sensitive assets and liabilities over time bands.

Q

What is the concept of 'Modified Duration' in bond valuation?

A

Modified Duration estimates the percentage change in the price of a bond for a 1% change in interest rates; it is calculated as Macaulay Duration divided by (1 + yield/n), where n is the number of compounding periods.

Q

What is the minimum Capital to Risk-Weighted Assets Ratio (CRAR) prescribed by RBI under Basel III?

A

9 percent (1 percent above Basel III minimum of 8 percent).

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