CAIIB · BFM · Chapter 4

Documentary Letters of Credit (UCPDC 600)

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

What is the primary function of a Letter of Credit in international trade?

A

Converts credit risk of unknown overseas buyer into credit risk of well-known bank.

Q

Which organization publishes UCP 600 and when did it come into force?

A

International Chamber of Commerce (ICC), Paris; in force since 1 July 2007.

Q

Is UCP 600 mandatory or voluntary for banks worldwide?

A

Voluntary private code; adopted by banks worldwide; de-facto standard in India via RBI/FEDAI.

Q

What does Article 30(a) of UCP 600 permit regarding LC amount?

A

When 'about' or 'approximately' used, tolerance of ±10% on amount, quantity, or unit price allowed.

Q

Invoice amount ₹52,35,600 presented against LC of approximately ₹50,00,000. Is it acceptable?

A

Yes; ₹52,35,600 falls within ±10% tolerance band (₹45,00,000–₹55,00,000) under Article 30(a).

Q

What tolerance does Article 30(b) permit for quantity variance?

A

±5% tolerance when LC doesn't specify packing units/individual items and drawing doesn't exceed LC amount.

Q

3% quantity variance presented; LC has no packing units specified. Is issuing bank's refusal valid?

A

No; 3% falls within ±5% tolerance under Article 30(b); issuing bank refusal is invalid.

Q

What does UCP 600 Article 36 state regarding force majeure events?

A

Bank assumes no liability for interruptions from acts of God, riots, wars, strikes, or causes beyond control.

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