CAIIB · BFM · Chapter 5

Treasury Risk Management

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

Define a derivative and state its core characteristic.

A

Financial contract whose value derives from underlying (currency, rate, bond, equity, commodity, index); has no independent value.

Q

List three objectives of bank treasuries using derivatives.

A

Manage on-balance-sheet and ALM risk; meet customer hedging requirements; take proprietary trading/speculative positions within RBI limits.

Q

What is the primary counterparty risk in OTC derivatives?

A

Direct bilateral exposure: if counterparty defaults, other party suffers direct loss; no central clearing house intermediation.

Q

How do exchange-traded derivatives eliminate counterparty risk?

A

Central counterparty (clearing corporation) guarantees all trades; exchange acts as buyer to seller and seller to buyer.

Q

State the current single-user limit for exchange-traded currency derivatives in India.

A

USD 100 million equivalent across all INR currency pairs (USD-INR, EUR-INR, GBP-INR, JPY-INR) combined, without underlying exposure requirement.

Q

Define a forward contract and its three defining features.

A

OTC contract to deliver fixed foreign currency at fixed rate on fixed date. Features: obligation (not option); no upfront fee; opportunity cost if spot moves favorably.

Q

Distinguish between a call option and a put option.

A

Call: right to buy at strike price. Put: right to sell at strike price. Both require premium upfront; neither is an obligation.

Q

What exercise styles are permitted for currency options in India?

A

European-style only: exercisable only on expiry date, not before. Applies to exchange-listed and OTC INR options per RBI master direction.

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