CAIIB · BFM · Chapter 6

Derivative Products

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

What is Asset-Liability Management (ALM)?

A

Discipline of measuring, monitoring, managing asset-liability mismatch to earn spread without losing liquidity or absorbing rate shocks.

Q

Why do banks deliberately run mismatched books?

A

To capture term-premium by funding longer-duration assets with shorter-duration liabilities and earn interest-rate spread.

Q

What are the two silent killers in banking?

A

Liquidity risk (cash-flow mismatch) and interest-rate risk (re-pricing/valuation mismatch) from maturity transformation.

Q

Current RBI CRR and SLR rates (April 2026)?

A

CRR: 3.00% of NDTL; SLR: 18.00% of NDTL.

Q

Current Repo Rate and MSF/Bank Rate (April 2026)?

A

Repo: 5.25%; SDF: 5.00%; MSF/Bank Rate: 5.50% (held steady from February 2026).

Q

What are Basel III liquidity compliance floors for banks?

A

LCR ≥ 100% and NSFR ≥ 100%.

Q

Define liquidity gap in ALM.

A

Liquidity Gap = Sources of funds − Uses of funds in a specific time bucket.

Q

What does positive liquidity gap indicate?

A

Surplus cash in that bucket; a placement opportunity for the bank.

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