CAIIB · BFM

IMP CASE STUDIES

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

In a case study where a bank's VaR at 99% confidence level is Rs. 10 crore, what does this figure imply?

A

It implies that there is a 1% probability that the bank's losses will exceed Rs. 10 crore on any given day, and a 99% probability that losses will be within this threshold.

Q

In a case study where a bank's Capital Conservation Buffer is breached, what restriction is immediately imposed?

A

Dividend and bonus payouts are restricted to conserve capital.

Q

A bank holds a trading portfolio with a 10-day VaR of Rs. 50 crore; how is the 1-day VaR derived under Basel norms?

A

The 1-day VaR is derived by dividing the 10-day VaR by the square root of 10, giving approximately Rs. 15.81 crore, as VaR scales with the square root of time.

Q

A bank's Tier 2 capital includes a subordinated debt of Rs. 100 crore with 3 years remaining; how much is eligible under Basel III?

A

Only 60% i.e. Rs. 60 crore is eligible due to amortisation rules.

Q

In a credit risk case study, a borrower's PD is 2% and LGD is 60% with EAD of Rs. 5 crore; what is the Expected Loss?

A

The Expected Loss (EL) = PD × LGD × EAD = 0.02 × 0.60 × 5 crore = Rs. 6 lakh, representing the average anticipated credit loss.

Q

In a case study on credit risk migration, a borrower migrates from BB to B rating; what is the primary capital impact?

A

Risk weight increases, requiring higher capital allocation by the bank.

Q

A bank uses the Standardised Approach for credit risk; how is the risk weight assigned to a corporate borrower rated BBB by an external rating agency?

A

Under Basel II Standardised Approach, a BBB-rated corporate borrower attracts a 100% risk weight, as ratings between BBB+ and BB- carry this standard risk weight.

Q

A bank's ALM report shows negative repricing gap in short-term buckets; what interest rate movement benefits the bank?

A

A fall in interest rates benefits the bank in negative gap position.

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