CAIIB · BFM

RISK AND BASIC RISK MANAGEMENT

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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One-liners from this chapter

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Q

What is risk in the context of banking and financial management?

A

Risk is the possibility of an adverse outcome or loss arising from uncertainty in future events, impacting a bank's earnings, capital, or ability to meet its obligations.

Q

What is the difference between pure risk and speculative risk in banking?

A

Pure risk involves only loss; speculative risk involves gain or loss.

Q

What are the three broad categories of risk faced by banks?

A

Banks face credit risk, market risk, and operational risk as the three broad Basel-recognized categories, along with liquidity risk, legal risk, and reputational risk.

Q

What is inherent risk in banking operations?

A

Risk existing before controls or mitigation measures are applied.

Q

How does the RBI define credit risk for Indian banks?

A

Credit risk is the potential that a borrower or counterparty will fail to meet its obligations in accordance with agreed terms, leading to financial loss for the bank.

Q

What is the meaning of risk quantification in bank risk management?

A

Assigning numerical values to the probability and impact of risks.

Q

What is market risk in banking?

A

Market risk is the risk of losses in on- and off-balance sheet positions arising from movements in market prices, including interest rates, foreign exchange rates, equity prices, and commodity prices.

Q

What is enterprise-wide risk management (ERM) in banks?

A

Holistic approach managing all risks across the entire bank organization.

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