CAIIB · BFM

CAIIB BFME Module B & C By Ashish Sir Class 3

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

What is the primary objective of Risk Management in Bank Financial Management?

A

The primary objective is to identify, measure, monitor, and control risks to protect the bank's capital and earnings while ensuring sustainable profitability.

Q

What is the Net Stable Funding Ratio (NSFR) designed to measure?

A

Long-term structural liquidity over a one-year horizon.

Q

What are the three pillars of Basel II framework relevant to bank risk management?

A

The three pillars are Minimum Capital Requirements (Pillar 1), Supervisory Review Process (Pillar 2), and Market Discipline through disclosure (Pillar 3).

Q

What does the Liquidity Coverage Ratio (LCR) require banks to maintain?

A

Sufficient high-quality liquid assets to cover 30-day net cash outflows.

Q

What does VaR (Value at Risk) measure in the context of market risk?

A

VaR measures the maximum potential loss in the value of a portfolio over a defined period for a given confidence interval, typically 99% over a 10-day horizon for regulatory capital.

Q

What is the Leverage Ratio introduced under Basel III?

A

Tier 1 capital divided by total exposure, minimum 3%.

Q

What is the difference between expected loss and unexpected loss in credit risk?

A

Expected loss is the average loss anticipated over a period and is covered by loan loss provisions, while unexpected loss is the deviation above expected loss and must be covered by regulatory capital.

Q

What is the purpose of the Internal Capital Adequacy Assessment Process (ICAAP)?

A

Banks self-assess capital needs for all material risks beyond Pillar 1.

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