CAIIB · RM

LIQUIDITY RISK MANAGEMENT

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

What is liquidity risk in the context of banking?

A

Liquidity risk is the risk that a bank cannot meet its financial obligations as they fall due without incurring unacceptable losses, arising from mismatches between asset maturities and liability maturities.

Q

What is the primary objective of liquidity risk management in banks?

A

Ensure bank can meet all payment obligations on time without distress.

Q

What are the two main types of liquidity risk faced by banks?

A

The two main types are funding liquidity risk (inability to raise funds to meet obligations) and market liquidity risk (inability to liquidate assets quickly without significant price concession).

Q

What is a liquidity buffer and why do banks maintain it?

A

Reserve of liquid assets held to absorb sudden liquidity shocks.

Q

What is the Liquidity Coverage Ratio (LCR) as prescribed by Basel III?

A

LCR requires banks to hold a sufficient stock of high-quality liquid assets (HQLA) to cover total net cash outflows over a 30-day stress period, with a minimum ratio of 100%.

Q

What is funding liquidity risk?

A

Risk that bank cannot raise funds to meet financial obligations when due.

Q

What is the Net Stable Funding Ratio (NSFR) under Basel III?

A

NSFR requires banks to maintain a stable funding profile in relation to their assets and off-balance-sheet activities over a one-year horizon, with available stable funding divided by required stable funding to be at least 100%.

Q

What is market liquidity risk in banking?

A

Risk that bank cannot sell assets quickly without significant price discount.

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