CAIIB · RM

RISK MANAGEMENT FRAMEWORK

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

2 video classes 66 one-liners
Quick revision

One-liners from this chapter

Free sample — 8 of 66 rapid-fire Q&A cards.

Q

What is the primary objective of a Risk Management Framework in a bank?

A

The primary objective is to identify, measure, monitor, and control risks to ensure the bank achieves its strategic goals while maintaining financial stability and regulatory compliance.

Q

What is the meaning of 'risk universe' in a bank's risk management context?

A

Complete set of all risks a bank may face

Q

Which RBI guideline mandates that Indian banks establish a comprehensive Risk Management Framework?

A

RBI's Guidelines on Risk Management Systems in Banks (based on Basel Committee recommendations) mandate that all scheduled commercial banks establish a board-approved Risk Management Framework.

Q

What is the role of the Asset Liability Management Committee (ALCO) in risk governance?

A

Manages market and liquidity risk at the senior management level

Q

What are the three pillars of the Basel II Accord that underpin modern bank Risk Management Frameworks?

A

The three pillars are Minimum Capital Requirements (Pillar 1), Supervisory Review Process (Pillar 2), and Market Discipline through disclosure (Pillar 3).

Q

What does 'risk aggregation' mean in the context of enterprise risk management?

A

Combining individual risks to assess overall bank-wide risk exposure

Q

What is the role of the Board of Directors in a bank's Risk Management Framework?

A

The Board is ultimately responsible for approving the bank's risk appetite, risk management policies, and oversight of the overall Risk Management Framework through the Risk Management Committee.

Q

What is a Risk Appetite Framework (RAF) and who approves it in a bank?

A

RAF defines risk limits and is approved by the Board of Directors

Unlock all 66 one-liners

Self-quiz mode with hidden answers + printable deck.

Open the deck
Watch & learn

Video classes for this chapter

Master the full RM syllabus

Every chapter of Risk Management (Elective) — videos, tests, notes and one-liner decks in one place.