CAIIB · RM

STRESS TESTING AND PCA FRAMEWORK

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

What is stress testing in the context of banking risk management?

A

Stress testing is a risk management technique used to evaluate how a bank's portfolio or balance sheet performs under extreme but plausible adverse scenarios, helping assess vulnerability to tail risks.

Q

What is a 'shock' in the context of stress testing?

A

A hypothetical adverse change applied to risk factors.

Q

Which RBI circular formally mandated stress testing for Indian banks?

A

RBI's guidelines on stress testing, issued under the Basel II/III framework and periodic master circulars on Risk Management, require banks to conduct stress tests as part of their Internal Capital Adequacy Assessment Process (ICAAP).

Q

What does 'contagion' mean in systemic stress testing?

A

Spread of financial distress from one entity to others.

Q

What are the two broad categories of stress tests used by banks?

A

Stress tests are broadly classified into sensitivity analysis (single-factor shocks) and scenario analysis (multi-factor, simultaneous adverse changes across macroeconomic and financial variables).

Q

Which committee recommended stress testing guidelines for Indian banks?

A

RBI's Standing Committee on Financial Stability.

Q

What is a reverse stress test?

A

A reverse stress test starts from a predefined outcome of failure or severe distress and works backward to identify scenarios or combinations of events that could produce that outcome.

Q

Under PCA, what does restriction on 'dividend distribution' mean for a bank?

A

Bank cannot pay dividends to shareholders during PCA.

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