CAIIB · RM

WHY DO BANKS NEED REGULATION

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

Why is bank regulation considered essential in a modern economy?

A

Banks hold public deposits and perform critical intermediation functions; without regulation, moral hazard and information asymmetry can lead to systemic failures that harm depositors and the broader economy.

Q

What is the concept of 'contagion' in banking and why does it necessitate regulation?

A

Failure of one bank rapidly spreads distress to other banks.

Q

What is the primary rationale for prudential regulation of banks?

A

Prudential regulation aims to ensure the safety and soundness of individual banks, thereby protecting depositors and maintaining confidence in the financial system.

Q

What is a 'bank run' and how does it illustrate the need for regulation?

A

Mass simultaneous withdrawal by depositors causing bank insolvency.

Q

What is systemic risk and why does it justify bank regulation?

A

Systemic risk is the risk that the failure of one bank triggers a cascade of failures across the financial system; because banks are interconnected, regulation is needed to prevent contagion effects.

Q

What is 'fractional reserve banking' and why does it create vulnerability requiring regulation?

A

Banks hold only a fraction of deposits as reserves, creating liquidity risk.

Q

What is meant by 'moral hazard' in the context of bank regulation?

A

Moral hazard arises when banks take excessive risks knowing that deposit insurance or government bailouts will cover losses, making regulatory oversight necessary to curb reckless behaviour.

Q

What is the 'safety net' concept in banking regulation?

A

Government guarantees protecting depositors and ensuring financial system stability.

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