JAIIB · PPB

OPERATIONAL ASPECTS OF KYC

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Q

What is the full form of KYC in banking?

A

KYC stands for Know Your Customer. It refers to the process by which banks verify the identity and address of their customers before and during account opening.

Q

What is the minimum age for a minor to open a bank account independently under KYC norms?

A

Ten years of age to operate independently.

Q

Which RBI Master Direction governs KYC norms for Indian banks?

A

The RBI Master Direction on Know Your Customer (KYC) Direction, 2016 (updated periodically) governs KYC norms. It is issued under the Prevention of Money Laundering Act, 2002 and the RBI Act, 1934.

Q

What is the meaning of 'layering' in the money laundering process?

A

Concealing illegal funds through complex financial transactions.

Q

What are the four key elements of the KYC framework prescribed by RBI?

A

The four key elements are Customer Acceptance Policy (CAP), Customer Identification Procedures (CIP), Monitoring of Transactions, and Risk Management.

Q

Which KYC document category does a voter identity card fall under?

A

Officially Valid Document (OVD) category.

Q

What is a Customer Identification Procedure (CIP) in KYC?

A

CIP is the process of identifying and verifying the identity of a customer using reliable, independent source documents, data, or information. It ensures that customers are who they claim to be.

Q

What is the beneficial ownership threshold for identifying a BO in a trust under RBI KYC norms?

A

Any trustee, settler, protector, or beneficiary with 15% interest.

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