JAIIB · PPB

Operational aspect of KYC

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Principles and Practices of Banking — JAIIB.

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Q

What does KYC stand for and what is its primary purpose in banking?

A

KYC stands for Know Your Customer, and its primary purpose is to verify the identity of customers to prevent money laundering, terrorist financing, and other financial crimes.

Q

What is the Customer Identification Procedure (CIP) in KYC operations?

A

Process of verifying customer identity before opening any account.

Q

Which regulatory body issues KYC guidelines for banks in India?

A

The Reserve Bank of India (RBI) issues KYC guidelines for banks in India under the Prevention of Money Laundering Act (PMLA), 2002.

Q

Which form must banks use to collect KYC information from individual customers?

A

KYC form prescribed by RBI or bank's own approved form.

Q

What are the four key elements of a KYC policy as prescribed by RBI?

A

The four key elements are Customer Acceptance Policy (CAP), Customer Identification Procedures (CIP), Monitoring of Transactions, and Risk Management.

Q

What is the meaning of 'Low-Risk Customer' under RBI's KYC risk categorisation?

A

Customers with identifiable income and low transaction volumes.

Q

What is Customer Due Diligence (CDD) in the context of KYC?

A

Customer Due Diligence is the process of verifying the identity of customers, understanding the nature of their business, and assessing the risks associated with the customer relationship.

Q

What is the KYC re-verification interval for medium-risk customers?

A

Every eight years.

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