CAIIB · ABM

C Risk Management Credit Rating

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Bank Management — CAIIB.

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Q

What is a credit rating in the context of bank lending?

A

A credit rating is a systematic assessment of a borrower's creditworthiness, expressing the likelihood of default on financial obligations. It is assigned by internal or external rating agencies based on quantitative and qualitative factors.

Q

What is the minimum external credit rating required for a corporate exposure to attract a 20% risk weight under RBI's Standardised Approach?

A

AAA or AA rating from a SEBI-recognised credit rating agency.

Q

Which Indian regulatory body mandates the use of external credit ratings for bank lending under the Basel framework?

A

The Reserve Bank of India (RBI) mandates the use of external credit ratings issued by SEBI-accredited Credit Rating Agencies (CRAs) for capital adequacy computation under the Standardised Approach of Basel II/III.

Q

What is the difference between 'investment grade' and 'speculative grade' credit ratings?

A

Investment grade (BBB- and above) indicates lower default risk than speculative grade.

Q

What are the four SEBI-accredited Credit Rating Agencies recognised by RBI for capital adequacy purposes?

A

RBI recognises CRISIL, ICRA, CARE, and India Ratings and Research (formerly Fitch India) as eligible external credit rating agencies for regulatory capital computation purposes.

Q

What is 'credit risk' in the context of banking and lending?

A

Risk of loss from a borrower's failure to repay as agreed.

Q

What is the difference between a solicited and an unsolicited credit rating?

A

A solicited rating is requested and paid for by the issuer, whereas an unsolicited rating is assigned by the agency on its own initiative without a mandate from the entity being rated. RBI guidelines generally restrict use of unsolicited ratings for capital computation.

Q

What is the purpose of 'shadow rating' in bank credit assessment?

A

Banks internally rate unrated borrowers using agency-equivalent rating scales.

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