CAIIB · ABM

Risk Management & Credit Rating Part 1

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Bank Management — CAIIB.

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Q

What is the primary objective of risk management in credit operations of a bank?

A

The primary objective is to identify, measure, monitor, and control credit risk to minimize potential losses while optimizing risk-adjusted returns on the loan portfolio.

Q

What is the definition of 'risk' in the context of bank credit management?

A

Possibility of loss due to uncertain future events in lending.

Q

How does Basel II define credit risk?

A

Basel II defines credit risk as the risk of loss arising from a borrower's failure to repay a loan or meet contractual obligations, encompassing default risk, migration risk, and spread risk.

Q

What is a 'risk appetite' in the context of a bank's credit policy?

A

Maximum level of risk a bank is willing to accept for returns.

Q

What is the difference between expected loss (EL) and unexpected loss (UL) in credit risk?

A

Expected Loss (EL) is the average loss a bank anticipates over a given period and is covered by loan pricing and provisions, whereas Unexpected Loss (UL) is the volatility around EL and must be covered by economic capital.

Q

What is a 'rating outlook' assigned alongside a credit rating?

A

Indication of potential rating direction over medium term.

Q

What are the three key components of Expected Loss (EL) in the credit risk framework?

A

Expected Loss = Probability of Default (PD) × Loss Given Default (LGD) × Exposure at Default (EAD), where each component quantifies a distinct dimension of credit risk.

Q

What does the term 'credit spread' represent in bond markets?

A

Yield difference between a corporate bond and risk-free government bond.

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