CAIIB · ABM · Chapter 23

Abm 23c New

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Advanced Bank Management — CAIIB.

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One-liners from this chapter

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Q

Operational Risk — Definition / Examples?

A

Definition: Risks from human error, fraud, system failure or external events.; Examples: Fraud, cyberattacks, system breakdown, regulatory non-compliance, natural disasters.

Q

Market Risk — Definition / Examples?

A

Definition: Risks from movements in market variables — interest rates, exchange rates, commodity prices.; Examples: Rising repo rate hurting loan demand; INR depreciation reducing forex earnings.

Q

Credit Risk — Definition / Examples?

A

Definition: Risks from a borrower defaulting on repayment of principal or interest.; Examples: NPAs, loan defaults, fraudulent borrowing, wilful defaulters.

Q

Default Risk?

A

the borrower fails to pay principal or interest when due.

Q

Downgrade Risk?

A

the borrower's credit rating deteriorates, increasing default probability and the bank's required provisioning.

Q

Concentration Risk?

A

excessive exposure to a single borrower, group, sector or geography; a sector downturn triggers a large-scale loss.

Q

Country / Sovereign Risk?

A

a special case where the sovereign of the borrower restricts cross-border payments.

Q

Counterparty Risk?

A

risk that the other side of a derivatives or money-market contract defaults before settlement.

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