CAIIB · BFM

CAIIB BFME Module B & C By Ashish Sir Class 14

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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One-liners from this chapter

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Q

What is the primary objective of risk management in banks?

A

The primary objective is to identify, measure, monitor, and control risks to protect the bank's capital and earnings while supporting business growth within acceptable risk appetite limits.

Q

What is the Standardised Measurement Approach (SMA) for operational risk capital?

A

A single non-model-based method combining business indicator and internal loss data.

Q

What does Value at Risk (VaR) measure?

A

VaR measures the maximum potential loss in the value of a portfolio over a defined period for a given confidence interval, typically 95% or 99%.

Q

What is Yield Curve Risk in the context of interest rate risk?

A

Risk arising from changes in shape or slope of the yield curve.

Q

What is the difference between expected loss and unexpected loss?

A

Expected loss is the average loss anticipated over a period and is usually covered by provisioning and pricing, while unexpected loss is the deviation from the expected loss and is covered by economic capital.

Q

What is Basis Risk in interest rate risk management?

A

Risk from imperfect correlation between rates on different instruments.

Q

What are the three pillars of Basel III framework?

A

The three pillars are Pillar 1 (Minimum Capital Requirements), Pillar 2 (Supervisory Review Process), and Pillar 3 (Market Discipline through disclosure requirements).

Q

What is Option Risk in the context of IRRBB?

A

Risk from embedded options in banking products like prepayment of loans.

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