CAIIB · BFM

CAIIB BFME Module B & C By Ashish Sir Class 16

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Bank Financial Management — CAIIB.

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Q

What is the definition of market risk in the context of bank treasury operations?

A

Market risk is the risk of losses in on- and off-balance-sheet positions arising from movements in market prices, including interest rates, exchange rates, equity prices, and commodity prices.

Q

What is the primary objective of market risk management in banks?

A

To identify, measure, monitor and control potential trading losses.

Q

Which Basel framework introduced the standardised approach for market risk capital?

A

The Basel II framework introduced the standardised measurement method, later substantially revised under the Fundamental Review of the Trading Book (FRTB) under Basel III finalization.

Q

What is the difference between systematic risk and unsystematic risk?

A

Systematic risk affects entire market; unsystematic risk is firm-specific.

Q

What is Value at Risk (VaR) and how is it used in bank risk management?

A

VaR is a statistical measure estimating the maximum potential loss over a specified time horizon at a given confidence level; banks use it to quantify market risk exposure for capital allocation and internal risk limits.

Q

What is the concept of credit spread risk in bank treasury?

A

Risk of loss due to widening of credit spreads on held securities.

Q

What confidence level and holding period does RBI typically prescribe for VaR computation for Indian banks?

A

RBI prescribes a 99% confidence level and a 10-day holding period for computing VaR-based market risk capital for trading book positions.

Q

What is the held-to-maturity (HTM) category in bank investment classification?

A

Securities held till maturity date, not subject to mark-to-market.

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