CAIIB · CB

Non-Banking Financial Institutions: Development, Regulation and Supervision

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Central Banking (Elective) — CAIIB.

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One-liners from this chapter

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Q

Why are NBFCs referred to as 'shadow banks'?

A

NBFCs perform bank-like financial intermediation such as accepting deposits, extending credit, and investing, but operate without a full banking licence and face lighter regulatory oversight compared to banks.

Q

What does NBFC-MFI primarily provide to economically disadvantaged borrowers?

A

Collateral-free small ticket loans to economically disadvantaged groups.

Q

What distinguishes NBFCs from commercial banks in terms of regulatory treatment?

A

NBFCs face different and often lighter regulation than commercial banks, even though both perform similar financial intermediation functions.

Q

What is the principal function of an NBFC-P2P lending platform?

A

Provides an online platform connecting lenders and borrowers directly.

Q

Do NBFCs operate illegally because they are called 'shadow banks'?

A

No, NBFCs are not illegal entities; the term 'shadow' refers to their lighter regulatory oversight relative to banks, not to any illegality.

Q

What does NBFC-AA stand for and what is its primary role?

A

Account Aggregator; collects and consolidates customer financial asset information.

Q

What core financial functions do NBFCs perform that make them similar to banks?

A

NBFCs accept deposits, extend credit, and invest funds, performing financial intermediation roles that are similar to those of commercial banks.

Q

What is the primary purpose of an NBFC-IDF?

A

Facilitates flow of long-term debt into post-commencement infrastructure projects.

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