CAIIB · RM

MARKET RISK

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Risk Management (Elective) — CAIIB.

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Q

What is market risk in the context of banking?

A

Market risk is the risk of losses in on- and off-balance-sheet positions arising from adverse movements in market prices, including interest rates, equity prices, foreign exchange rates, and commodity prices.

Q

What is the difference between systematic risk and unsystematic risk in market risk?

A

Systematic risk affects the whole market; unsystematic is firm-specific.

Q

Which Basel framework introduced the standardised approach for market risk capital requirements?

A

The Basel III Fundamental Review of the Trading Book (FRTB), finalized in 2019, introduced the revised Standardised Approach (SA) and Internal Models Approach (IMA) for market risk capital requirements.

Q

What is a risk factor in the context of market risk measurement?

A

A variable whose movement drives changes in portfolio value.

Q

What does Value at Risk (VaR) measure in market risk management?

A

VaR measures the maximum potential loss in the value of a portfolio over a defined holding period for a given confidence interval, typically 99% over a 10-day horizon under Basel norms.

Q

What is meant by the term 'Greeks' in options-based market risk management?

A

Sensitivity measures like delta, gamma, vega, theta, and rho.

Q

What is the holding period prescribed by RBI for computing VaR for trading book positions?

A

RBI prescribes a minimum holding period of 10 trading days (two weeks) for computing VaR under the Internal Models Approach for market risk capital calculation.

Q

What is Delta in the context of options risk management?

A

Rate of change of option price with respect to underlying asset price.

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