JAIIB · PPB

operational aspects kyc

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Principles and Practices of Banking — JAIIB.

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Q

What does KYC stand for in the context of banking?

A

KYC stands for Know Your Customer, a process by which banks verify the identity and address of their customers to prevent money laundering and fraud.

Q

What is the full form of CKYC in Indian banking?

A

Central Know Your Customer Registry

Q

Which regulatory body in India mandates KYC norms for banks?

A

The Reserve Bank of India (RBI) mandates KYC norms for banks in India through its guidelines issued under the Prevention of Money Laundering Act (PMLA), 2002.

Q

Which authority manages the Central KYC Records Registry in India?

A

CERSAI (Central Registry of Securitisation Asset Reconstruction)

Q

What are the four key elements of a KYC policy as prescribed by RBI?

A

The four key elements are: Customer Acceptance Policy, Customer Identification Procedures, Monitoring of Transactions, and Risk Management.

Q

What is the minimum age for opening a bank account independently under KYC norms?

A

18 years for independent account opening

Q

What is the meaning of Customer Due Diligence (CDD) in KYC?

A

Customer Due Diligence refers to the process of verifying a customer's identity, understanding the nature of the customer's activities, and assessing the risk they pose to the bank.

Q

What is the threshold limit for a 'small account' aggregate credits per year?

A

One lakh rupees per year

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