JAIIB · RBWM

SECURITISATION OF ASSETS

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Retail Banking and Wealth Management — JAIIB.

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Q

What is securitisation of assets?

A

Securitisation is the process of pooling illiquid financial assets (such as loans or receivables) and converting them into marketable securities that can be sold to investors.

Q

What is the primary regulatory framework governing securitisation in India post-2021?

A

RBI Master Direction on Securitisation of Standard Assets, 2021

Q

What is a Special Purpose Vehicle (SPV) in the context of securitisation?

A

An SPV is a legally separate entity created solely to purchase the pool of assets from the originator, issue securities backed by those assets, and insulate investors from the originator's credit risk.

Q

What is the meaning of 'pool' in the context of securitisation?

A

A group of homogeneous loans bundled together for securitisation

Q

What does the term 'originator' mean in a securitisation transaction?

A

The originator is the entity (usually a bank or NBFC) that originally created the underlying loans or receivables and transfers them to the SPV to raise funds.

Q

Who is the 'investor' in a securitisation transaction?

A

Entity that buys the securities issued by the SPV

Q

What is a Pass-Through Certificate (PTC) in securitisation?

A

A PTC is a security issued by the SPV that gives the holder a proportional share of the principal and interest cash flows generated by the underlying pool of assets.

Q

What is the typical maturity profile of assets eligible for securitisation under RBI guidelines?

A

Assets with residual maturity of at least six months

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