JAIIB · IEIFS

NON-BANKING FINANCIAL COMPANIES (NBFCS)

Chapter notes, video classes, MCQ practice tests and quick-revision one-liners for Indian Economy and Indian Financial System — JAIIB.

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Q

What is the full form of NBFC?

A

NBFC stands for Non-Banking Financial Company, which is a company registered under the Companies Act engaged in financial activities but does not hold a banking licence.

Q

What is the minimum asset size for an NBFC to be classified as NBFC-Upper Layer under SBR?

A

Rs. 50,000 crore or RBI-identified systemic importance

Q

Which Act governs the registration and regulation of NBFCs in India?

A

NBFCs are governed by the Reserve Bank of India Act, 1934, specifically Chapter III-B, which empowers RBI to regulate deposit-taking and non-deposit-taking NBFCs.

Q

Which type of NBFC is mandated to hold at least 90% of its assets in infrastructure loans?

A

Infrastructure Finance Company (IFC)

Q

What is the minimum Net Owned Fund (NOF) required for an NBFC to register with RBI?

A

As per RBI guidelines, the minimum NOF required for registration of a new NBFC is Rs. 10 crore (revised from the earlier Rs. 2 crore threshold).

Q

What is the leverage ratio ceiling prescribed for NBFC-ND-SI (non-deposit taking systemically important NBFCs)?

A

7 times of owned funds

Q

What distinguishes an NBFC from a bank?

A

Unlike banks, NBFCs cannot accept demand deposits, are not part of the payment and settlement system, and do not have access to deposit insurance from DICGC.

Q

Under what condition can a company be exempted from the definition of NBFC despite doing financial business?

A

If its principal business is non-financial (agricultural, industrial, or trading)

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